Our experience ranges from assisting top-tier banks and Fintechs with structural compliance tools, such as policies and procedures, training, and compliance audits, through to conducting internal investigations where there is a particular issue or concern.
We have been and continue to be involved in many of the most significant and high profile international white-collar crime and regulatory investigations of the last decade, including LIBOR.
Training one of Europe’s largest banks
CFA compliance for a fund manager
A client regarding compliance with FCA principle and rules Managing Partner of a private equity firm
Feb 21 2022
Having previously reduced its exposure to oil and gas by £878m during 2021, NatWest has committed to stop doing business with further coal and oil and gas companies that do not have “credible”…
Mar 22 2021
As the EU focuses increased attention on a greener future, and adopts measures for member states to ensure they implement environmentally sustainable goals at a national level, the EU has also turned…
Mar 12 2021
The Financial Services Bill
On 21 October 2020, the Financial Services Bill (the “Bill”) was introduced in the House of Commons. Over one year later, the Bill continues to be debated, this…